Building a Foundation for Character with Organizational Guiding Principals

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Guiding principles, or values, lay the foundation of character for every organization. A wide variety of people make up organizations, coming from different backgrounds, and bringing different personal and cultural values to the group. An organization’s guiding principles establish what things are important for the organization. Successful organizations establish and ingrain compliance with their guiding principles through training. Using a daily or weekly meeting is an easy way to train employees about the organizations principles.

Let’s say the organization has three guiding principles; loyalty, quality customer service, and finding winning solutions for everyone. Supervisors hold meetings every Monday with their staff. In addition to the regular items, modified_meeting_torimiddelstadt_uaf-school-of-managementthe supervisor includes one of the guiding principles on the first Monday of the month. The supervisor provides the company’s definition of the principles and facilitates a discussion about ways employees can incorporate behaviors into their work lives to live up to the principle. This week they discuss loyalty. The conversation includes loyalty to the company, the smaller group, customers, and shareholders. The meeting breaks and employees go about their work.

During the week the leader moves about the work area looking for opportunities to recognize behaviors that comply with loyalty issues discussed during the weekly meeting. The leader notices a technician on the phone who appears to be talking with a customer. He tells the customer how much he appreciates his loyalty by sticking with company. He explains that he cannot do the repair work for free but will research a discount because of his loyalty.

During the next Monday meeting, the supervisor continues the discussion on loyalty. He starts the conversation by telling the story of the technician who found a way to stay true to the company while rewarding customer loyalty. Next he goes around the room asking others for stories of things they did during the previous week to live the principle of loyalty. Not everyone had a story, but all participated in the conversation. He also facilitated a conversation about how their views of loyalty changed during the week as they focused on different ways to be loyal to all the company stakeholders. The conversation was lively. Eventually the supervisor had to cut them off so they could conduct the business of the company.

The following week, the leader may start the loyalty discussion by telling a story of an experience he had where the principle was the focus of the situation. He opens the floor for others to tell stories. One way to ensure there will be some discussion is to have a chat with one or two employees during the week ending by asking them to share their story at the next weekly meeting.

On the fourth Monday, the group engages in a conversation wrapping what they have learned about loyalty. Again there should be time to allow story telling of application of the principle, but the conversation should shift to lessons learned and how to apply them. Using these steps allows people to be taught about an idea, followed with examples of how to use the idea and concludes by them practicing what they learned. The discussion allows corrections to be made so everyone becomes better and also recognizes behaviors meeting expectations for the particular guiding principle.

On the first Monday of the next month the supervisor introduces the next guiding principle, quality customer service. He follows the same format during the month when they learned about loyalty. The employees are told about quality customer service. They are shown examples of quality customer service. They try and report on their efforts. They are praised for success and coached to improve when they fall short of the standard. The process is repeated the next month for the finding winning solutions principle.

Change up things after going through the guiding principles once . Ask one of the employees in the group to lead themodified_geese-flying_john-johnson conversation when you return to the first guiding principle. Allow that employee to discuss and introduce the guiding principle. She could lead the conversations about how others engaged in behaviors exemplifying the principle. Repeating the process instills a deeper understanding of each principle and allows employees to further ingrain that principle into their daily lives. As new employees come on board, they learn not only how things are done, but why.

Creating organizational change is difficult. Helping employees improve their understanding of an organization’s guiding principles is one step leading to change. As employees begin to live the principles of the organization, the culture changes. Reinforcing each lesson through reflection of behaviors supporting compliance with organizational principles ensures lasting change. Employees see how small changes improve working conditions and organizational cohesion. Focusing attention on a guiding principle at daily or weekly meetings results in easily training teams about each principle. Try it at your next group meeting.

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Photo Credits

All photos from Flickr.com with Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License.

Granite wall by Wolfgang Tonschmidt, cropped by author

Group meeting by Tori Middelstadt at UAF School of Management, modified by author

Geese by John Johnson, modified by author

Training Ethics or Ethical Training?

There are so many ways to approach ethics training that it is unethical to have people sit bored while training ethics. Instructors can conduct ethics training on three levels. ImageThe first is to demonstrate by training ethically. The next is to provide ethical training. The third is to identify organizational behaviors that require changing and provide training that will change that behavior. What follows is a short dissertation how trainer can accomplish each of these goals without having to speak above the din of snoring in the classroom.

 Within the realm of training ethically there are three sub-categories; civil liability, ensuring employees are fully prepared to complete their duties and using the time of trainees well. Every organization wants to avoid law suits. Training your employees to do the right things the right way for the right reason ensures tort avoidance better than the coverage from insurance. By training employees well to avoid liability, you create added value by developing better employees who do their jobs well. Trainers have a responsibility to ensure they train employees well and when you do, students’ time is wisely used. Everyone despises the torture known as Death by PowerPoint. The point of presentation software is to help make critical points powerfully. By showing everything you are going to say on the slide the importance of the points are lost. Be prepared to speak ideas, not the slides.

 The next major area of ethics training is training ethics. Teach organizational standards, orders, policies or other written documentation governing behavior in your organization. These rules establish expected behavior. Let students know what the maximum and minimum penalties as well as the typical penalty for violating norms. Often these topics are approached by reading each document verbatim. A better idea is to assign the reading to be completed before class, review the material in the form of questions and answers and then use stories as examples of acceptable and unacceptable behaviors. Facilitated classes are great opportunities to share ethical theory with students showing how their biases effect their focus of organizational standards.

 The next area is training to change behaviors. Repetition is required for this training to be successful, but do not teach the exact same class to the exact same audience time after time. Both you and your students will become bored quickly. The point of this training is to focus student attention to behave in compliance with the organizational mission, principals, expectations and norms. Use this time to explain what the mission statement means to their section. Talk about how the organizational principals support the mission. Express your vision for the future of the organization. If you are training others, then you have been chosen to lead. Leaders have a better view of what lies ahead. Share your vantage point with others so they understand the importance of doing the right things the right way.

 As you develop training for each of these areas, you will soon find you have far more material to cover than the time available. Newer trainers will curse and try to squeeze everything into the allotted time. Experienced trainers recognize the opportunity to provide follow up training without repeating previous classes improving student attention and retention in subsequent classes. Focus on the three areas, ethically train, train ethics and change behavior. When you do, your students will clamor for more.

Focusing on Ethical Lenses

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Wall Street struggles with insider trading scandals. Capital Hill drowns in waves of corruption. The military suffers from being blown up by sexual assault after sexual assault. All these organizations have professed values. They have codes of ethics. They investigate allegations of wrong doing daily. In spite of their best efforts the same problems continue to plague them.

Each of these organizations teach ethics. Many of us have sat through classes teaching us what is right and what is wrong based on organizational principles. None of these classes explores the underpinnings of ethical thinking and are therefore doomed to fail.

In their book, When Generations Collide, Lynne C. Lancaster & David Stilman explore the differences between generations based on the differences of the history that defined the moments each grew up with. The thesis of the book is that understanding the forces that shaped each generation allows the others to understand the motivations behind the behaviors of each group of people. Young people are not lazy, but rather value their free time to associate with friends and family. Boomers think globally and act locally. Understanding the forces that shaped the values of others creates harmonious relationships at work and home.

Ethics are the same. When an organization professes to value loyalty, the committee that established that as an important guiding principle envisioned that everyone understands what loyalty means. Everyone does, but brings their own history to the definition. One who has strong family ties is loyal to his family. Another employee who values friendships is loyal to her friends. A third employee is third generation at the company. He benefited from many of the past policies that rewarded hard working employees, his loyalty lies with the company. From different points of view come different views of loyalty each equally valid yet when viewed by the others, bound to create disagreement and tension. A study of ethical theory enables understanding of how others define ethical values such as loyalty, honor or duty.

Four major concepts of ethical thinking include:

  • Seeking to do the Greatest Good for Me,
  • Accomplish My Duties & Safeguard My Rights,
  • Making Choices that are Just and Fair for All,
  • Living Virtuous Life According to a Selected Code of Conduct.

Using a story will help put each theory into perspective. While shopping, a person notices another placing a package of meat into a pocket on the inside of a bulky coat. What is the ethical thing to do?

If we use the first theory, by reporting it he may find he is required to make a written statement, wait for police to arrive and possibly testify in court. This may mean missing time for work and not getting paid. From this point of view, the person may reason the best thing for him to do is nothing.

Using the second ethical view, the shopper may decide that she has a duty to report what she saw to the manager which may require the same sacrifices already described. In addition she has a right to pay the lowest possible prices. People stealing food causes prices to rise so by reporting she fulfills her duty and protects her rights.

Using the third outlook the shopper may take into consideration things like the ability of the thief to pay as well as missing work and going to court. He may reason that overall it is not fair for everyone to pay higher prices, but also that the other should be able to purchase food at a reasonable rate. He may choose not to report, but rather approach the thief and offer to buy the meat for the other.

I the final theory, the shopper decides that virtue requires reporting. She determines that if no one pays for the food than the store goes out of business and there is no place to shop. Stealing is against the law no matter the reason (the selected code of conduct) and must not be tolerated. Additionally if everyone turns a blind eye to theft, stealing will escalate resulting in the store closing. Reporting is the only virtuous thing to do.

As the example shows, the lens of one’s ethical view determines how principles such as loyalty, duty and honor focus actions. Based upon the ethical point of view none of the answers provided are incorrect. Likewise in the workplace, when employees make decisions, they select choices based on their ethical lens changing the focus to actions that match. In order to maximize mission statements, value selection, guiding principals and visions for the future, leaders must not only provide ethics training, but also train understanding which lenses employees use. Failure to recognize employee focal points ensures failure of ethical decision making efforts by leaders. Take the time to teach junior leaders and their employees which lens is used by the key leaders to view the world so they can make better choices.